Private Placements

Understanding Accredited and Sophisticated Investors
Explore the criteria for accredited investors, access to private investments, and prepare with quizzes and sample exam questions for FINRA Series 7.
Mastering Exempt Securities & Transactions: A Guide
Learn about exempt securities and transactions under The Securities Act of 1933, including gov securities, bank securities, and private placements.
Master Public vs. Private Securities Offerings
Explore differences between public offerings registered with the SEC and private placements for effective capital market strategies.
Master SEC Filing Requirements and Key Exemptions
Explore SEC filing rules, blue-sky laws, and Regulation D exemptions. Gain essential insights into securities offering compliance.

Prep & Quiz

Boost your financial career with our tailored FINRA Series guides and sample exam questions. Join us and achieve your certification goals.