Management Companies
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September 30, 2024
6 min read
FINRA Series 6 – Investment Company and Variable Contracts Products Representative Exam
Investment Companies
FINRA Series 6
Management Companies
Unit Investment Trusts
Face-Amount Certificate Companies
Learn about the definition and classification of investment companies under the Investment Company Act of 1940, including management companies, UITs, and face-amount certificate companies.
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FINRA Series 7
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